The SEC’s recent proposals on outsourcing and custody rules for RIAs may be retracted or delayed when Trump returns to the ...

As the incoming Trump administration prepares to take office, businesses and investors can expect significant shifts in the ...

"The Securities and Exchange Commission is the primary U.S. securities ... contact your regional SEC office or report the suspected wrongdoing on the SEC's site. The SEC's mission, since its ...

With the crypto-friendly Donald Trump being elected president, industry leaders are now awaiting his first big move, which ...

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On Nov. 13, the United States Securities and Exchange Commission approved the exchange’s application to list on the Nasdaq.

The U.S. Securities and Exchange Commission needs to prepare for more legal challenges to its rule making by developing a ...

The incoming administration has explored new personnel and policy that can deliver on Trump’s campaign promise to turn the ...

Kevin Anders, CEO of UVKXE, stated, “Securing the SEC license is not only a significant milestone in our compliance journey ...

Six credit rating agencies agreed to pay a total of more than $49 million in civil penalties to settle U.S. Securities and Exchange Commission charges they broke recordkeeping rules.

From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities ...