From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...

The American Securities Association (ASA), a financial trade group, called on Securities and Exchange Commission (SEC) Chair ...

Kevin Anders, CEO of UVKXE, stated, “Securing the SEC license is not only a significant milestone in our compliance journey ...

ARK Invest founder and CEO Cathie Wood expects that a “changing of the guard” at the United States Securities and Exchange ...

Key Takeaways American investor Cathie Wood has claimed that the “deregulation” of the SEC will likely “turbocharge” the ...

A motion filed earlier this week rejected several of Kraken’s defenses and complained that the exchange was "trying to ...

Pharma Two B Ltd. (“Pharma Two B”), a late-clinical stage company that is developing P2B001, an innovative combination product candidate for the treatment of Parkinson’s Disease (“PD”) and Hepion ...

Standard Chartered said it sees a number of tailwinds for crypto markets early in the new administration including regulatory ...

"While the issues of what's in the best interest of an investor will continue to be important, we won't see as much energy ...

The US SEC has filed a motion to dismiss three of Kraken’s defenses to the commission’s allegations that the crypto exchange ...

The Securities and Exchange Commission (SEC) filed a complaint against a crypto market maker (Market Maker) on October 10, ...