Six credit rating agencies agreed to pay a total of more than $49 million in civil penalties to settle U.S. Securities and Exchange Commission charges they broke recordkeeping rules.

Nvidia, the AI-chip giant, petitioned the nation's highest court after a lower court permitted a 2018 class action lawsuit to ...

An Overview Publicly traded companies in the U.S. are required to provide yearly reports on their financial activities to both the Securities and Exchange Commission (SEC) and their shareholders. The ...

Kevin Anders, CEO of UVKXE, stated, “Securing the SEC license is not only a significant milestone in our compliance journey ...

Oct 31 (Reuters) - U.S. industry and other groups have sued to overturn rules adopted under Securities and Exchange Commission (SEC) Chair Gary Gensler, with knock-on implications for others on ...

When U.S. corporations are accused of establishing monopolies or misleading investors, attorneys specializing in antitrust and securities law step in to settle the score. In one recent high ...

ATHENS, Ala. (WHNT) — Officials with the United States Department of Justice say an Athens man was arrested Thursday for a January hack of the Securities and Exchange Commission (SEC ...

After a trio of Supreme Court rulings in June that weakened federal regulators - including the Securities and Exchange Commission that polices securities fraud - the justices may now be poised to ...

No account minimum ($10 required to start ... Betterment is registered with the U.S. Securities and Exchange Commission [0] . Money kept in Betterment's Cash Reserve is FDIC-insured up to $2 ...

Each quarter, investment firms managing over $100 million are required to file a form 13F with the Securities and Exchange Commission ... While Pfizer's current picture looks a little cloudy ...

HUNTSVILLE, Ala. (WAFF) - The FBI arrested an Athens man Thursday morning for his role in hacking the Securities and Exchange Commission’s X account in January to influence the price of Bitcoin. Eric ...