Securities fraud occurs when a party misrepresents information in order to make money in the securities market at the expense of others. Securities fraud occurs when one party illegally acts on or ...

UBS Securities Co. Limited (“UBS-S”) is the first foreign-invested fully-licensed securities firm in China. Adhering to its principle of “client-focus”, UBS-S leverages on UBS AG’s strong strength in ...

Once reserved for the ultra-wealthy, securities-based lending found a following in recent years as a popular source for funding luxury items, real estate and small businesses, among other things.

Cohen& Steers Real Estate Securities Fd earns a High Process Pillar rating. The leading factor in the rating is its parent firm's superior long-term risk-adjusted performance, as shown by the firm ...

When U.S. corporations are accused of establishing monopolies or misleading investors, attorneys specializing in antitrust and securities law step in to settle the score. In one recent high ...

Jared Ecker is a researcher and fact-checker. He possesses over a decade of experience in the Nuclear and National Defense sectors resolving issues on platforms as varied as stealth bombers to UAVs.

Spencer Platt / Getty Images The National Association of Securities Dealers (NASD) was a self-regulatory organization in the securities industry from 1939 to 2007. What Was the National ...

Treasury bonds are debt securities issued by the U.S. government. They're one of the safest investments you can make, backed by the full faith and credit of the U.S. government. There are many ...

Derivatives are financial instruments whose value is derived from one or more underlying assets or securities (e.g., a stock, bond, currency, or index). A derivative is a contract that derives its ...

From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...

An icon in the shape of a lightning bolt. Impact Link In 2023, Citadel Securities' chief operating officer of technology, Jeff Maurone, met with senior leaders to discuss the year's technology ...

Cohen& Steers Real Estate Securities Fd earns a High Process Pillar rating. The leading factor in the rating is its parent firm's superior long-term risk-adjusted performance, as shown by the firm ...