Kevin Anders, CEO of UVKXE, stated, “Securing the SEC license is not only a significant milestone in our compliance journey ...

Trump will be able to enact some of his promises immediately after taking office, including issuing executive orders and ...

The Hill’s weekly technology news digest. {beacon} Friday, November 8, 2024     LEADING THE DAY   Big Tech congratulates ...

A Robinhood attorney and Republican regulators are people being considered for top jobs with the SEC, Comptroller of the ...

There are a lot of things that Donald Trump says he’ll change when he takes office. The U.S. Securities and Exchange ...

Donald Trump’s victory removes a “regulatory cloud” that has hung over the cryptocurrency industry, according to Matt Hougan, ...

The Securities and Exchange Commission today charged Invesco Advisers, Inc. for making misleading statements about the ...

Trump transition team officials are considering retail brokerage Robinhood's top lawyer, as well as bank regulators and ...

Republican SEC Commissioner Mark Uyeda suggests pausing new enforcement actions against firms that have failed to register ...

President-elect Donald Trump has promised to replace the agency figurehead that oversaw a regulatory onslaught against the ...

The president-elect's pledge to dismiss SEC Chair Gary Gensler on "day one" will likely not be enough to undo all his ...

Morgan Stanley reported this week that a state securities regulator has been seeking information from the firm.