Leveraged single-stock ETFs are not meant for buy-and-hold investors but for short-term positions ... the Department of Justice, the Securities and Exchange Commission (SEC), and the Commodity ...

The U.S. Securities and Exchange Commission (SEC) has sued short seller Andrew Left and his company Citron Research for ...

Companies are required by the Securities and Exchange Commission (SEC ... SEC Form S-8 is a short-form registration statement that allows companies to issue shares to employees under certain ...

The U.S. Securities and Exchange Commission fined Citadel Securities $7 million for violating order marking requirements. The SEC estimated that the firm marked millions of certain short sales as ...

U.S. Securities and Exchange Commission. "Short Sales." Gregory-Allen, R.B. and et al. "Short Selling by Portfolio Managers: Performance and Risk Effects Across Investment Styles." In Greg N.

Tweet; Print; Track Keywords; From U.S. law firm White & Case. The US Securities and Exchange Commission (SEC) and the US Department of Justice (DOJ) recently announced parallel a ...

The US Securities and Exchange Commission fined ... with their obligations and the Commission’s ability to hold accountable those that fall short of those obligations, often at the expense ...

Icahn Enterprises LP’s stock slid 6.% on Monday after the Securities and Exchange Commission announced charges against Carl Icahn and his investment arm for failing to make the required ...

The Securities and Exchange Commission of Pakistan (SECP) issued a white list of approved nine “Nano Lending Apps” and seven ...

28 (UPI) --The Securities and Exchange Commission said U.S. Navy shipbuilder ... manipulate their financial results to avoid falling short of analyst expectations -- and those actions harm U.S ...

the firm led by short seller Andrew Left, who was indicted last week by the U.S. attorney’s office. Left also faces securities fraud allegations from the U.S. Securities and Exchange Commission.