The U.S. Securities and Exchange Commission fined on Tuesday 12 municipal advisors more than $1.3 million to settle civil charges that they failed to preserve electronic communications such as ...

Securities and Exchange Commission member Mark Uyeda suggested in a July statement that his agency had missed the mark with its approach to cryptocurrency, and proposed a shift in how the SEC ...

The US Securities and Exchange Commission has approved rules that will allow thousands of stocks and ETFs traded on exchanges to be quoted in half-penny increments. The agency’s move Wednesday ...

Founded by former Coinbase head of exchange Vishal Gupta, TrueX will use PayPal's stablecoin as its default settlement ...

The rules also lower the maximum amount of fees exchanges charge some brokers to access protected quotes on their platforms to $0.001 per share for stocks priced at $1 or more. Exchanges can charge ...

The Securities and Exchange Commission today announced that Prager Metis CPAs, LLC (Prager) and its California professional ...

A B.C. Securities Commission panel has issued a $500K fine ... to preclude British Columbia residents from accessing its exchange using a masked IP address is a breach of the Act.” ...

THE WOODLANDS, Texas, Sept. 16, 2024 (GLOBE NEWSWIRE) -- Lexicon Pharmaceuticals, Inc. (Nasdaq: LXRX) today announced that Jeff Wade, president and chief operating officer, has decided to step down to ...

Six credit rating agencies agreed to pay a total of more than $49 million in civil penalties to settle U.S. Securities and Exchange Commission charges they broke recordkeeping rules.

The Bangladesh Securities and Exchange Commission (BSEC) has taken strict measures against Sinha Securities Ltd, a brokerage firm, due to its failure to adjust the shortfall in clients' funds in the ...

A B.C. Securities Commission hearing panel has issued a $500,000 fine against ... a failure by LiquiTrade to preclude British Columbia residents from accessing its exchange using a masked IP address ...