On September 9, 2024, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges against seven public companies for ...
On September 4, the SEC announced it had settled charges against three affiliated registrants (the respondents) accused of violating the ...
Investopedia / Michela Buttignol Rule 10b5-1 is a Securities and Exchange Commission (SEC) regulation that allows insiders of public companies to set up a trading plan for selling stocks they own.