Sean Kane of Philadelphia also impersonated clients to access their accounts and conduct transactions, the agency said.

The new BofA rule doesn’t apply to sexual harassment and assault claims, which employees can still bring to court. The US has banned mandatory arbitration for those types of claims, as well as ...

Invesco Advisors has been fined $17.5 million for misleading investors about the level of ESG assets in its exchange-traded funds, the Securities and Exchange Commission announced.

Economists and strategists across Wall Street have dialed back their expectations for US interest-rate cuts next year based on this week’s presidential election of Donald Trump and comments by Federal ...

Fortunately, there’s a clear way for him to mitigate that damage and start his term on the right foot with bond markets: He should declare his full faith in Federal Reserve Chair Jerome Powell, whose ...

BlackRock Inc.’s iShares Bitcoin Trust accounted for about 81% of Thursday’s deluge, which came a day after the ETF’s trading volume jumped to an all-time peak, according to data compiled by Bloomberg ...

Congressional Republicans are working overtime to deliver major legislative gains during President-elect Donald Trump’s first 100 days in office, including a major tax bill that may index capital ...

President-Elect Donald Trump will be empowered by Republican gains on Capitol Hill to pull back portions of the Democrats’ signature climate law he calls “the green new scam,” which devoted hundreds ...

Treasuries are poised for their best week since early September after a volatile five days of trading dominated by Donald Trump’s victory in the presidential election. US bonds rallied again on Friday ...

Tuesday’s federal election places a Republican in the White House and shifts control of the Senate to the Republican party. Though results aren’t in yet, the Republicans could also retain control of ...

They see Trump's return to the White House as a mixed bag for equities, fixed income and sustainable investing.

Deferred sale trusts have gained attention as a sophisticated estate planning tool for deferring capital gains taxes on the ...