Securities fraud occurs when a party misrepresents information in order to make money in the securities market at the expense of others. Securities fraud occurs when one party illegally acts on or ...

UBS Securities Co. Limited (“UBS-S”) is the first foreign-invested fully-licensed securities firm in China. Adhering to its principle of “client-focus”, UBS-S leverages on UBS AG’s strong strength in ...

Cohen& Steers Real Estate Securities Fd earns a High Process Pillar rating. The leading factor in the rating is its parent firm's superior long-term risk-adjusted performance, as shown by the firm ...

Spencer Platt / Getty Images The National Association of Securities Dealers (NASD) was a self-regulatory organization in the securities industry from 1939 to 2007. What Was the National ...

Once reserved for the ultra-wealthy, securities-based lending found a following in recent years as a popular source for funding luxury items, real estate and small businesses, among other things.

The fund earns an Above Average Process Pillar rating. Dimensional Fund Advisors treats real estate securities differently than it does other stocks. The firm normally favors companies with low ...

When U.S. corporations are accused of establishing monopolies or misleading investors, attorneys specializing in antitrust and securities law step in to settle the score. In one recent high ...

They can also do this through the purchase and sale of marketable securities. A marketable security is a financial asset that can be sold or converted to cash within a year. They are typically ...

Oct 31 (Reuters) - U.S. industry and other groups have sued to overturn rules adopted under Securities and Exchange Commission (SEC) Chair Gary Gensler, with knock-on implications for others on ...

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Derivatives are financial instruments whose value is derived from one or more underlying assets or securities (e.g., a stock, bond, currency, or index). A derivative is a contract that derives its ...

From investigating financial crimes to setting public company reporting requirements to educating investors, the Securities and Exchange Commission (SEC) covers a lot of ground in trying to make U ...