A Republican Congressman’s bill to kill the SEC’s new registration system for index-linked (RILA) and market value adjustment annuities (MVA) perplexed industry groups and consumer advocates ...

"While the issues of what's in the best interest of an investor will continue to be important, we won't see as much energy ...

The banking and finance industries are rapidly drawing up wish lists for lighter regulation under President Donald Trump's ...

The US SEC has filed a motion to dismiss three of Kraken’s defenses to the commission’s allegations that the crypto exchange ...

The owner of Fatburger and Johnny Rockets filed a registration statement with the SEC to spin off 5% of shares in Twin Peaks ...

You can file a complaint with the SEC online, by phone, email, fax, or mail, such as if you think you've been the victim of a securities crime. You can find the SEC's Investor Complaint Form ...

The SEC failed to adequately plead claims that the Binance.US cryptocurrency exchange violated securities laws by failing to ...

The 2024 SEC football season is on and with the addition of Texas and Oklahoma to the conference, the SEC is more loaded than ever. Keep reading for details on how to watch Week 11 of SEC football ...

Paul Hastings’ Brad Bondi, Ryan Swan, and Scott Gluck review the latest SEC examination priorities, which include artificial intelligence use and crypto-focused investment strategies and assets.

Investment firms Capital Group and KKR filed registration statements with the SEC for two public-private fixed income funds.

The US Securities and Exchange Commission’s (SEC’s ... fully paid lending programs, and mobile/online trading platforms. Examinations may also review trading practices related to pre-IPO companies and ...

Questions about the rights offering may be directed to and, when available, copies of the prospectus may be obtained from FlexShopper’s Information Agent, MacKenzie Partners, Inc., by telephone at ...