Banking institutions face a sea of change in their industry due to new regulations specified by the Gramm-Leach-Bliley (GLB) law. They now have more time to adjust to the broker-dealer registration ...
SBSB FinTech Lawyers has published an expert guide outlining the Top 5 jurisdictions for crypto licensing and business registration in 2026. With the Markets in Crypto-Assets Regulation (MiCA) set to ...
Dinari is first tokenized equity platform to get US approval Coinbase, Kraken also exploring blockchain-based stocks Proponents say tokenized stocks could reduce trading costs June 26 (Reuters) - ...
A broad array of financial market participants—mutual funds, private funds, insurers, pension funds, family offices, individuals, and more—may be at risk after the Securities and Exchange Commission ...
Recent SEC actions relating to the definition of “dealer” under the Securities Exchange Act of 1934 may enable the SEC to start cracking the whip over more persons who actively trade securities for ...
Prime brokerage Hidden Road, which was recently acquired by Ripple for $1.25 billion, has secured a broker-dealer license from the Financial Industry Regulatory Authority (FINRA) — a move that ...
NEW YORK, April 17, 2025 /PRNewswire/ -- Hidden Road, the global credit network for institutions, today announced that its wholly-owned subsidiary, Hidden Road Partners CIV US LLC, has secured ...
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