Statement on CAT Funding - SEC.gov
WEBSep 6, 2023 · Chair Gary Gensler. Sept. 6, 2023. Today, the Commission is considering whether to approve self-regulatory organizations’ amendments to the 2016 National Market System Plan that established the Consolidated Audit Trail (CAT).
SEC Adopts Revised CAT Funding Model - ThinkAdvisor
WEBSep 6, 2023 · “Today’s amendments modify the method by which allowable costs associated with building and operating the CAT are allocated,” Gensler said.
SEC's ‘Orwellian' market monitor faces legal challenge
WEBAug 5, 2024 · The SEC’s surveillance system, known as the Consolidated Audit Trail, or CAT, was designed in the aftermath of the infamous Flash Crash of 2010 — a brief but chaotic moment that saw...
SEC Adopts Rule to Increase Transparency Into Short Selling and ...
WEBOct 13, 2023 · “In the wake of the 2008 financial crisis, Congress directed the SEC to enhance the transparency of short selling of equity securities,” said SEC Chair Gary Gensler. “Today’s adoption will promote greater transparency about short selling both to regulators and the public.
U.S. Senators Katie Britt, Tom Cotton, Colleagues to Gensler: …
WEB2 days ago · WASHINGTON, D.C., September 20, 2024 — U.S. Senators Katie Britt (R-Ala.), Tom Cotton (R-Ark.), and 12 of their Congressional Republican colleagues today sent a bicameral letter to Securities and Exchange Commission (SEC) Chair Gary Gensler calling for the immediate suspension of the recently effective rule filings tied to the Consolidated Audit Trail (CAT). The letter warns […]
SEC.gov | Testimony Before the Senate Committee on Banking, …
WEBSep 12, 2023 · See Gary Gensler, “‘Competition and the Two SECs’: Remarks Before the SIFMA Annual Meeting” (Oct. 24, 2022), available at https://www.sec.gov/news/speech/gensler-sifma-speech-102422.
NCLA Unleashes Lawsuit to Take Down SEC’s Illegal Mass Data …
WEBApr 16, 2024 · SEC Commissioner Hester Peirce has called the CAT system “a dangerous dog,” pointing out that Americans would never tolerate government organizations partnered with private firms to collect ...
Cotton, Colleagues to Gensler: Protect Americans’ Privacy and Halt CAT …
WEB1 day ago · Washington, D.C. — Senator Tom Cotton (R-Arkansas) led 13 of his Congressional Republican colleagues in sending a letter to Securities and Exchange Commission Chair Gary Gensler to call for the immediate suspension of the recently effective rule filings tied to the Consolidated Audit Trail (CAT). The letter warns that the SEC’s decision to ...
NCLA Asks Court to Halt SEC’s Unauthorized and Unlawful
WEBMay 28, 2024 · Gensler to halt the Securities and Exchange Commission’s “Consolidated Audit Trail.” The unconstitutional CAT is the largest government-mandated mass collection of personal financial data in ...
Crypto advocates file brief against SEC's investor tracking database
WEBAug 23, 2024 · The DeFi Education Fund and the Blockchain Association jointly filed an amicus brief in a case brought by two individuals and the New Civil Liberties Alliance (NCLA) against the United States...
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